| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED | Rep | 就证券提供意见 | 2024-03-21 | 2024-10-25 |
| Rep | 期货合约交易 | 2024-03-21 | 2024-10-25 | |
| Rep | 证券交易 | 2024-03-21 | 2024-10-25 | |
| iSAM Securities (HK) Limited | Rep | 杠杆式外汇交易 | 2020-03-03 | 2021-04-28 |
| SoFi Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2016-01-04 | 2016-01-22 |
| Rep | 证券交易 | 2015-08-27 | 2016-01-22 | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2013-11-29 | 2015-08-19 |
| Rep | 证券交易 | 2013-11-29 | 2015-08-19 |