| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2025-04-03 | - |
| Rep | 证券交易 | 2021-06-23 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2021-06-23 | - |
| iBest Investment Services Limited | Rep | 杠杆式外汇交易 | 2018-04-27 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-10-12 | 2021-05-21 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-10-12 | 2021-05-21 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2016-05-31 | 2017-09-26 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2013-12-06 | 2016-04-29 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2013-12-06 | 2016-04-29 |
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