| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-12-13 | 2026-07-04 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-12-13 | 2026-07-04 |
| Rep | 证券交易 | 2018-12-13 | 2026-07-04 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2017-05-15 | 2018-11-23 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2014-06-04 | 2018-11-23 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 期货合约交易 | 2014-03-07 | 2014-06-27 |
| Rep | 证券交易 | 2013-12-09 | 2018-11-23 |