| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2019-06-04 | - |
| RO | 证券交易 | 2019-01-16 | - | |
| Rep | 证券交易 | 2017-10-03 | 2019-01-16 | |
| KGI Asset Management Limited | Rep | 提供资产管理 | 2017-02-06 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-10-24 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2013-12-12 | 2017-10-02 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-12-12 | 2017-10-02 |