| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2014-04-29 | 2016-02-27 |
| Rep | 就证券提供意见 | 2014-04-29 | 2016-02-27 | |
| Rep | 证券交易 | 2014-04-29 | 2016-02-27 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2013-12-16 | 2014-02-14 |
| Rep | 证券交易 | 2013-12-16 | 2014-02-14 |