| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2019-08-23 | 2022-05-13 |
| Rep | 证券交易 | 2019-08-23 | 2022-05-13 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-04-27 | 2015-10-13 |
| Japaninvest (Hong Kong) Limited | Rep | 就证券提供意见 | 2013-12-17 | 2015-10-13 |