| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | 期货合约交易 | 2024-09-25 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 证券交易 | 2024-09-25 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2021-08-10 | 2024-09-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2021-08-10 | 2024-09-25 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2021-01-25 | 2021-06-30 |
| Rep | 证券交易 | 2013-12-18 | 2021-06-30 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2013-12-18 | 2021-06-30 |