| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ballas Capital Limited | Rep | 就机构融资提供意见 | 2020-03-06 | 2023-09-19 |
| Rep | 证券交易 | 2020-03-06 | 2023-09-19 | |
| VMS Asset Management Limited | Rep | 提供资产管理 | 2019-01-04 | 2019-05-01 |
| VMS Securities Limited | Rep | 提供资产管理 | 2018-09-28 | 2019-03-20 |
| Rep | 证券交易 | 2018-08-23 | 2019-05-01 | |
| Ballas Capital Limited | Rep | 就机构融资提供意见 | 2017-03-03 | 2018-04-30 |
| Rep | 证券交易 | 2017-03-03 | 2018-04-30 | |
| BOSC International Company Limited | Rep | 就机构融资提供意见 | 2015-01-20 | 2016-12-29 |
| Rep | 证券交易 | 2015-01-20 | 2016-12-29 | |
| Crosby Securities Limited | Rep | 就机构融资提供意见 | 2013-12-18 | 2014-10-31 |
| Rep | 证券交易 | 2013-12-18 | 2014-10-31 |