| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期货合约提供意见 | 2016-09-02 | 2016-11-29 |
| Rep | 就证券提供意见 | 2016-09-02 | 2016-11-29 | |
| Rep | 期货合约交易 | 2016-09-02 | 2016-11-29 | |
| Rep | 证券交易 | 2016-09-02 | 2016-11-29 | |
| HGNH International Forex Co., Limited | Rep | 杠杆式外汇交易 | 2014-12-17 | 2016-08-25 |
| HGNH International Securities Co., Limited | Rep | 证券交易 | 2014-08-01 | 2016-08-25 |
| HGNH International Futures Co., Limited | Rep | 期货合约交易 | 2013-12-18 | 2016-08-25 |