| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2018-07-27 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2018-07-27 | - |
| TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | 期货合约交易 | 2016-11-25 | 2018-07-24 |
| TIAN YUAN FINANCE LIMITED | Rep | 证券交易 | 2016-05-24 | 2018-07-24 |
| NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | 证券交易 | 2015-10-16 | 2016-05-17 |
| Golden Hen Securities and Futures Limited | Rep | 期货合约交易 | 2013-12-27 | 2015-10-01 |
| Rep | 证券交易 | 2013-12-27 | 2015-10-01 |