| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | RO | 提供资产管理 | 2026-07-30 | - |
| RO | 证券交易 | 2025-10-17 | - | |
| RO | 就证券提供意见 | 2025-07-04 | - | |
| Rep | 提供资产管理 | 2025-06-26 | 2026-07-30 | |
| Rep | 就证券提供意见 | 2025-05-30 | 2025-07-04 | |
| iCapital Hong Kong Limited | RO | 就证券提供意见 | 2023-11-28 | 2025-02-06 |
| RO | 证券交易 | 2023-11-28 | 2025-02-06 | |
| Rep | 就证券提供意见 | 2023-10-10 | 2023-11-28 | |
| Rep | 证券交易 | 2023-10-10 | 2023-11-28 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2021-04-21 | 2023-06-21 |
| Rep | 证券交易 | 2021-04-21 | 2023-06-21 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2021-04-21 | 2023-06-21 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2018-07-13 | 2020-02-08 |
| Rep | 提供资产管理 | 2018-07-13 | 2020-02-08 | |
| Yunfeng Securities Limited | Rep | 就证券提供意见 | 2017-05-12 | 2018-06-15 |
| Yunfeng Asset Management Limited | Rep | 提供资产管理 | 2016-07-27 | 2018-06-15 |
| Yunfeng Financial Markets Limited | Rep | 就证券提供意见 | 2016-07-27 | 2018-06-15 |
| Rep | 提供资产管理 | 2016-07-27 | 2018-06-15 | |
| Rep | 证券交易 | 2016-07-27 | 2018-06-15 | |
| Yunfeng Securities Limited | Rep | 证券交易 | 2016-07-27 | 2018-06-15 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 提供资产管理 | 2015-07-13 | 2016-05-27 |
| Rep | 就证券提供意见 | 2013-12-27 | 2016-05-27 | |
| Rep | 证券交易 | 2013-12-27 | 2016-05-27 |
已采集记录中暂无金管局登记。