| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 证券交易 | 2021-12-28 | - |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2021-12-28 | - |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2021-07-16 | - |
| Rep | 就机构融资提供意见 | 2019-09-04 | 2021-07-16 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2015-08-18 | 2019-07-24 |
| HALCYON CAPITAL LIMITED (HK) | Rep | 就机构融资提供意见 | 2014-03-07 | 2015-07-15 |
| BaoQiao Partners Capital Limited | Rep | 就机构融资提供意见 | 2013-12-31 | 2014-02-26 |