| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2018-02-20 | 2020-12-26 |
| Rep | 就证券提供意见 | 2018-02-20 | 2020-12-26 | |
| Rep | 证券交易 | 2018-02-20 | 2020-12-26 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就证券提供意见 | 2017-06-27 | 2018-01-04 |
| Rep | 证券交易 | 2017-06-27 | 2018-01-04 | |
| Rep | 就机构融资提供意见 | 2017-02-02 | 2018-01-04 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2014-11-07 | 2017-01-17 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2014-02-12 | 2017-01-17 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2013-12-31 | 2017-01-17 |