| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2014-10-22 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-10-22 | - |
| Rep | 证券交易 | 2014-10-22 | - | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2014-08-12 | 2014-10-01 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 证券交易 | 2014-01-02 | 2014-08-07 |