| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2023-04-04 | - |
| RO | 证券交易 | 2023-04-04 | - | |
| Rep | 证券交易 | 2023-02-03 | 2023-04-04 | |
| Rep | 就证券提供意见 | 2023-01-30 | 2023-04-04 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2020-08-28 | 2022-11-30 |
| Rep | 提供资产管理 | 2020-08-28 | 2022-11-30 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2019-08-23 | 2020-08-14 |
| Rep | 提供资产管理 | 2017-05-26 | 2020-08-14 | |
| Rep | 期货合约交易 | 2014-01-02 | 2017-05-26 | |
| Rep | 证券交易 | 2014-01-02 | 2020-08-14 |
已采集记录中暂无金管局登记。