| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PEI GLOBAL PARTNERS (ASIA PACIFIC) LIMITED | RO | 就证券提供意见 | 2026-09-07 | - |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 就证券提供意见 | 2023-04-03 | 2023-12-31 |
| RO | 证券交易 | 2023-04-03 | 2023-12-31 | |
| RO | 就机构融资提供意见 | 2019-09-10 | 2023-12-31 | |
| Rep | 就机构融资提供意见 | 2018-11-05 | 2019-09-10 | |
| Rep | 就证券提供意见 | 2018-08-10 | 2023-04-03 | |
| Rep | 证券交易 | 2018-08-10 | 2023-04-03 | |
| Jefferies Hong Kong Limited | Rep | 就机构融资提供意见 | 2014-01-08 | 2017-12-22 |
| Rep | 就证券提供意见 | 2014-01-08 | 2017-12-22 |