| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENTAL PATRON SECURITIES LIMITED | RO | 就证券提供意见 | 2026-04-14 | - |
| RO | 证券交易 | 2026-04-14 | - | |
| GF Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2025-07-15 | 2025-08-31 |
| GF Securities (Hong Kong) Brokerage Limited | RO | 就证券提供意见 | 2022-04-14 | 2025-08-31 |
| RO | 证券交易 | 2022-04-14 | 2025-08-31 | |
| Rep | 就证券提供意见 | 2021-10-29 | 2022-04-14 | |
| Rep | 证券交易 | 2021-10-29 | 2022-04-14 | |
| SDHG International Asset Management Limited | RO | 就证券提供意见 | 2020-12-04 | 2021-09-19 |
| SDHG International Securities Limited | RO | 证券交易 | 2020-10-12 | 2021-09-19 |
| SDHG International Asset Management Limited | Rep | 就机构融资提供意见 | 2020-10-06 | 2021-09-19 |
| Rep | 提供资产管理 | 2020-10-06 | 2021-09-19 | |
| Rep | 就证券提供意见 | 2020-09-15 | 2020-12-04 | |
| SDHG International Securities Limited | Rep | 证券交易 | 2020-09-15 | 2020-10-12 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2020-05-07 | 2020-06-22 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2020-05-07 | 2020-06-22 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-04-06 | 2020-05-07 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2020-04-06 | 2020-05-07 |
| Rep | 就证券提供意见 | 2020-04-06 | 2020-06-22 | |
| YUE XIU FUTURES COMPANY LIMITED | RO | 期货合约交易 | 2018-10-23 | 2020-03-13 |
| YUE XIU SECURITIES COMPANY LIMITED | RO | 证券交易 | 2018-07-13 | 2020-03-13 |
| Rep | 就证券提供意见 | 2017-08-22 | 2020-03-13 | |
| Rep | 证券交易 | 2017-07-11 | 2018-07-13 | |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-01-20 | 2017-03-06 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2014-01-20 | 2017-03-06 |
已采集记录中暂无金管局登记。