| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2026-09-03 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2026-09-03 | - |
| RO | 证券交易 | 2026-09-03 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2022-02-25 | 2026-09-03 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-02-25 | 2026-09-03 |
| Rep | 证券交易 | 2022-02-25 | 2026-09-03 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-11-10 | 2022-02-09 |
| Rep | 期货合约交易 | 2021-11-10 | 2022-02-09 | |
| Rep | 证券交易 | 2021-11-10 | 2022-02-09 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2021-04-13 | 2021-07-23 |
| Rep | 就证券提供意见 | 2018-04-16 | 2021-07-23 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2017-03-13 | 2021-07-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2016-11-28 | 2021-04-13 |
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2015-04-20 | 2016-08-26 |
| Rep | 就证券提供意见 | 2015-04-20 | 2016-08-26 | |
| Rep | 证券交易 | 2014-01-21 | 2016-08-26 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2014-01-21 | 2016-08-26 |
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