| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2020-07-03 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2020-07-03 | - |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2015-01-12 | 2020-05-05 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2015-01-12 | 2020-05-05 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-01-24 | 2014-11-27 |
| Rep | 证券交易 | 2014-01-24 | 2014-11-27 |