| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2023-01-11 | 2025-10-14 |
| Rep | 证券交易 | 2023-01-11 | 2025-10-14 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2021-04-09 | 2025-10-14 |
| Rep | 证券交易 | 2021-04-09 | 2025-10-14 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2017-09-29 | 2025-10-14 |
| Rep | 期货合约交易 | 2017-09-29 | 2025-10-14 | |
| Rep | 证券交易 | 2017-09-29 | 2025-10-14 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-02-07 | 2017-06-30 |
| Rep | 证券交易 | 2014-02-07 | 2017-06-30 |