Serjeant, Daniel Luke
证监会中央编号:BCV361
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2024-01-29 | - |
| RO | 证券交易 | 2024-01-29 | - | |
| Rep | 期货合约交易 | 2023-11-16 | 2024-01-29 | |
| Rep | 证券交易 | 2023-11-16 | 2024-01-29 | |
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2023-04-06 | 2023-08-01 |
| RO | 证券交易 | 2023-04-06 | 2023-08-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2020-06-15 | 2023-08-01 |
| Rep | 证券交易 | 2014-02-17 | 2018-12-19 | |
| Merrill Lynch Far East Limited | Rep | 提供自动化交易服务 | 2014-02-17 | 2018-11-01 |
| Rep | 期货合约交易 | 2014-02-17 | 2023-04-06 | |
| Rep | 证券交易 | 2014-02-17 | 2023-04-06 |