| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期货合约交易 | 2021-11-10 | - |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 证券交易 | 2021-11-10 | - |
| Win Securities Limited | Rep | 证券交易 | 2021-07-20 | 2021-10-20 |
| Boom Securities (H.K.) Limited | Rep | 期货合约交易 | 2019-09-09 | 2021-10-20 |
| Rep | 证券交易 | 2019-08-12 | 2021-10-20 | |
| TIAN YUAN FINANCE LIMITED | Rep | 提供资产管理 | 2017-01-16 | 2019-07-24 |
| Rep | 就证券提供意见 | 2016-08-22 | 2019-07-24 | |
| Rep | 证券交易 | 2016-08-22 | 2019-07-24 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2014-02-25 | 2015-02-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2014-02-25 | 2015-02-15 |
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