| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AUREUM INFINITY CAPITAL LIMITED | Rep | 就证券提供意见 | 2022-05-03 | 2023-05-18 |
| Rep | 提供资产管理 | 2022-05-03 | 2023-05-18 | |
| Swiss-Asia Asset Management (HK) Limited | Rep | 就证券提供意见 | 2021-07-09 | 2022-01-31 |
| Rep | 提供资产管理 | 2021-07-09 | 2022-01-31 | |
| Rep | 就证券提供意见 | 2020-01-14 | 2021-01-07 | |
| Rep | 提供资产管理 | 2020-01-14 | 2021-01-07 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 期货合约交易 | 2016-02-25 | 2016-05-26 |
| RO | 证券交易 | 2016-02-25 | 2016-05-26 | |
| Rep | 期货合约交易 | 2014-02-25 | 2016-02-25 | |
| Rep | 证券交易 | 2014-02-25 | 2016-02-25 | |
| Rep | 就证券提供意见 | 2014-02-25 | 2016-04-19 |