| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2025-11-06 | - |
| Rep | 就证券提供意见 | 2025-11-06 | - | |
| Rep | 证券交易 | 2025-11-06 | - | |
| SPDB International Capital Limited | Rep | 证券交易 | 2024-06-06 | 2025-10-22 |
| RO | 证券交易 | 2023-11-14 | 2024-06-06 | |
| Rep | 证券交易 | 2023-09-15 | 2023-11-14 | |
| Rep | 就机构融资提供意见 | 2023-09-15 | 2025-10-22 | |
| SPDB International Securities Limited | Rep | 证券交易 | 2023-09-15 | 2025-10-22 |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供资产管理 | 2017-07-26 | 2023-06-18 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-07-26 | 2023-06-18 |
| Rep | 证券交易 | 2017-07-26 | 2023-06-18 | |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2016-10-24 | 2017-06-30 |
| Rep | 提供资产管理 | 2016-10-24 | 2017-06-30 | |
| Rep | 证券交易 | 2016-10-24 | 2017-06-30 | |
| Emperor Asset Management Limited | Rep | 就证券提供意见 | 2014-02-25 | 2014-04-30 |
| Rep | 提供资产管理 | 2014-02-25 | 2014-04-30 |
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