| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 证券交易 | 2017-11-15 | 2021-06-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-12-02 | 2018-05-29 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2016-06-29 | 2018-05-29 |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2015-01-12 | 2016-02-15 |
| CLSA LIMITED | Rep | 证券交易 | 2015-01-12 | 2020-05-06 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2014-02-26 | 2015-01-09 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2014-02-26 | 2015-01-09 |