| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2025-06-27 | - |
| Rep | 证券交易 | 2025-06-27 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2025-06-27 | - |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | 2015-07-03 | 2024-06-06 |
| Rep | 就机构融资提供意见 | 2014-02-28 | 2024-06-06 | |
| Rep | 证券交易 | 2014-02-28 | 2024-06-06 |