| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 期货合约交易 | 2026-11-02 | - |
| RO | 证券交易 | 2026-11-02 | - | |
| Rep | 杠杆式外汇交易 | 2026-11-02 | - | |
| RO | 证券交易 | 2026-08-03 | 2026-11-01 | |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2026-05-21 | 2026-11-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2026-05-21 | 2026-08-02 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2026-05-21 | 2026-08-02 |
| Rep | 证券交易 | 2026-02-16 | 2026-05-21 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-03-23 | 2026-03-06 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-04-17 | 2026-05-21 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2014-02-28 | 2026-11-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-02-28 | 2026-05-21 |
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