| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | RO | 就证券提供意见 | 2021-04-22 | 2024-12-10 |
| RO | 证券交易 | 2021-04-22 | 2024-12-10 | |
| Rep | 就证券提供意见 | 2016-12-14 | 2021-04-22 | |
| Rep | 证券交易 | 2016-12-14 | 2021-04-22 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2014-03-03 | 2015-03-07 |
| Rep | 证券交易 | 2014-03-03 | 2015-03-07 |