| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2016-12-19 | 2018-05-17 |
| Rep | 证券交易 | 2016-12-19 | 2018-05-17 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-03-03 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2014-03-03 | 2018-05-17 |
| Rep | 证券交易 | 2014-03-03 | 2018-05-17 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2014-03-03 | 2016-12-18 |