| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | RO | 就证券提供意见 | 2025-12-03 | - |
| RO | 证券交易 | 2025-12-03 | - | |
| Gentleman Capital Limited | RO | 提供资产管理 | 2025-09-30 | 2025-10-17 |
| Goldhorse Securities Limited | RO | 就证券提供意见 | 2025-09-30 | - |
| RO | 证券交易 | 2025-09-30 | - | |
| Gentleman Capital Limited | Rep | 提供资产管理 | 2025-08-27 | 2025-09-30 |
| Goldhorse Securities Limited | Rep | 就证券提供意见 | 2025-08-27 | 2025-09-30 |
| Rep | 证券交易 | 2025-08-27 | 2025-09-30 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 杠杆式外汇交易 | 2025-02-17 | 2025-05-06 |
| RO | 就证券提供意见 | 2021-09-20 | 2025-05-06 | |
| RO | 期货合约交易 | 2021-09-20 | 2025-05-06 | |
| RO | 证券交易 | 2021-09-20 | 2025-05-06 | |
| Rep | 提供资产管理 | 2021-07-07 | 2025-05-06 | |
| Rep | 就证券提供意见 | 2021-06-17 | 2021-09-20 | |
| Rep | 期货合约交易 | 2021-06-17 | 2021-09-20 | |
| Rep | 证券交易 | 2021-06-17 | 2021-09-20 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-09-22 | 2021-04-30 |
| RO | 证券交易 | 2020-07-29 | 2021-04-30 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-03-06 | 2021-04-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-03-06 | 2020-07-29 |
已采集记录中暂无金管局登记。