| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 证券交易 | 2019-07-16 | 2022-02-07 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-06-26 | - |
| CMB International Securities Limited | Rep | 证券交易 | 2017-06-26 | - |
| Azure Lion International Securities Company Limited | Rep | 证券交易 | 2016-12-22 | 2017-06-18 |
| Zhonghao International Futures Co., Limited | Rep | 期货合约交易 | 2016-12-22 | 2017-06-18 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2014-03-06 | 2016-12-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-03-06 | 2016-12-15 |