| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2023-09-21 | - |
| Rep | 证券交易 | 2023-09-21 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2023-09-21 | - |
| Rep | 证券交易 | 2023-09-21 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2019-08-09 | 2023-08-11 |
| Rep | 证券交易 | 2019-08-09 | 2023-08-11 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2019-08-09 | 2023-08-11 |
| Rep | 证券交易 | 2019-08-09 | 2023-08-11 | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2018-09-21 | 2019-05-11 |