| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | Rep | 提供资产管理 | 2019-11-14 | 2020-01-22 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2019-09-12 | 2020-01-22 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2019-09-12 | 2020-01-22 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2019-08-30 | 2020-01-22 |
| KRISTAL ADVISORS (HK) LIMITED | Rep | 就证券提供意见 | 2019-07-17 | 2019-08-07 |
| ADS Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2019-02-11 | 2019-04-12 |
| Rep | 就证券提供意见 | 2018-09-28 | 2019-04-12 | |
| Rep | 证券交易 | 2018-09-28 | 2019-04-12 |