| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2025-12-31 | - |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2025-12-31 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2025-05-12 | 2025-12-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2025-05-12 | 2025-12-19 |
| Rep | 证券交易 | 2025-05-12 | 2025-12-19 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-09-01 | 2024-02-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2021-09-01 | 2024-02-16 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2018-10-04 | 2019-08-01 |
已采集记录中暂无金管局登记。