| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就证券提供意见 | 2026-02-10 | - |
| Rep | 证券交易 | 2026-02-10 | - | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-06-07 | 2025-12-19 |
| Rep | 证券交易 | 2022-06-07 | 2025-12-19 | |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2022-02-18 | 2022-05-20 |
| Rep | 就证券提供意见 | 2022-02-18 | 2022-05-20 | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2019-03-29 | 2022-01-07 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-10-08 | 2022-01-07 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2018-10-08 | 2022-01-07 |