| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2024-08-22 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2024-01-11 | - |
| Rep | 证券交易 | 2024-01-11 | - | |
| BIL Wealth Management Limited | Rep | 提供资产管理 | 2021-10-04 | 2023-11-24 |
| Rep | 就证券提供意见 | 2021-09-20 | 2023-11-24 | |
| Rep | 证券交易 | 2021-09-20 | 2023-11-24 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-10-11 | 2021-09-06 |
| Rep | 期货合约交易 | 2018-10-11 | 2021-09-06 | |
| Rep | 证券交易 | 2018-10-11 | 2021-09-06 |