| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 期货合约交易 | 2019-03-18 | 2022-10-05 |
| Rep | 证券交易 | 2019-03-18 | 2022-10-05 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2016-04-18 | 2018-04-28 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2016-04-18 | 2018-04-28 |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2014-03-21 | 2015-02-23 |
| Rep | 提供资产管理 | 2014-03-21 | 2015-02-23 | |
| Rep | 证券交易 | 2014-03-21 | 2015-02-23 |