Lee, Xiao Qin Ervin 李孝勤
证监会中央编号:BNR822
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KB Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2026-11-06 | - |
| Rep | 就证券提供意见 | 2026-11-06 | - | |
| Rep | 证券交易 | 2026-11-06 | - | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2022-07-27 | 2022-12-20 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-02-10 | 2022-12-20 |
| Rep | 证券交易 | 2020-02-10 | 2022-12-20 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就机构融资提供意见 | 2019-01-17 | 2019-10-31 |
| RO | 就证券提供意见 | 2019-01-17 | 2019-10-31 | |
| RO | 证券交易 | 2019-01-17 | 2019-10-31 | |
| Rep | 就机构融资提供意见 | 2018-10-22 | 2019-01-17 | |
| Rep | 就证券提供意见 | 2018-10-22 | 2019-01-17 | |
| Rep | 证券交易 | 2018-10-22 | 2019-01-17 |
已采集记录中暂无金管局登记。