| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Infinite Capital Limited (HK) | RO | 就证券提供意见 | 2018-05-29 | - |
| RO | 提供资产管理 | 2018-05-29 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-04-02 | 2017-06-20 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2014-08-14 | 2017-06-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-03-25 | 2017-06-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-03-25 | 2017-06-20 |