| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2026-09-30 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2024-04-24 | - |
| Rep | 证券交易 | 2024-04-24 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-10-27 | 2023-12-12 |
| Rep | 证券交易 | 2020-10-27 | 2023-12-12 | |
| Kaisa Asset Management Limited | Rep | 提供资产管理 | 2020-02-25 | 2020-09-07 |
| Rep | 就证券提供意见 | 2020-01-16 | 2020-09-07 | |
| Kaisa Financial Group Company Limited | Rep | 证券交易 | 2020-01-16 | 2020-09-07 |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2017-05-11 | 2019-12-20 |
| Rep | 就证券提供意见 | 2016-12-06 | 2019-12-20 | |
| Rep | 证券交易 | 2016-12-06 | 2019-12-20 | |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2014-03-25 | 2015-07-13 |
| Rep | 证券交易 | 2014-03-25 | 2015-07-13 |
已采集记录中暂无金管局登记。