| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2022-11-10 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2022-11-10 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2021-03-02 | 2022-08-12 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2021-02-17 | 2022-08-12 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2018-11-02 | 2020-12-23 |
| Rep | 证券交易 | 2018-11-02 | 2020-12-23 |