| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2022-02-08 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2022-02-08 | - |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2019-12-17 | 2021-12-13 |
| Rep | 期货合约交易 | 2019-12-17 | 2021-12-13 | |
| Rep | 证券交易 | 2019-12-17 | 2021-12-13 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2018-11-02 | 2019-06-24 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2018-11-02 | 2019-06-24 |