| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2026-09-21 | - |
| Rep | 证券交易 | 2026-09-21 | - | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供资产管理 | 2024-02-20 | 2025-09-21 |
| Rep | 就证券提供意见 | 2024-01-31 | 2025-09-21 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2024-01-31 | 2025-09-21 |
| Rep | 证券交易 | 2024-01-31 | 2025-09-21 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2022-09-16 | 2023-12-29 |
| Rep | 证券交易 | 2022-09-16 | 2023-12-29 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2021-09-03 | 2022-09-06 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-08-05 | 2022-09-06 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2021-06-16 | 2022-09-06 |
| HONOR SECURITIES (HK) LIMITED | Rep | 证券交易 | 2018-11-05 | 2021-05-14 |
已采集记录中暂无金管局登记。