| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2023-03-17 | 2025-07-24 |
| Rep | 证券交易 | 2023-03-17 | 2025-07-24 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2023-03-17 | 2025-07-24 |
| DC Wealth Management (HK) Limited | Rep | 就证券提供意见 | 2019-01-16 | 2022-03-03 |
| Rep | 提供资产管理 | 2019-01-16 | 2022-03-03 | |
| BC Global Asset Management Limited | Rep | 就证券提供意见 | 2018-11-15 | 2019-01-03 |
| Rep | 提供资产管理 | 2018-11-15 | 2019-01-03 | |
| Rep | 证券交易 | 2018-11-15 | 2019-01-03 |