| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2022-06-16 | 2023-06-30 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2022-06-16 | 2023-06-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2022-04-28 | 2023-06-30 |
| Rep | 证券交易 | 2022-04-28 | 2023-06-30 | |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 就证券提供意见 | 2018-11-30 | 2022-02-19 |
| Rep | 证券交易 | 2018-11-30 | 2022-02-19 |