| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-10-21 | 2022-11-14 |
| Rep | 证券交易 | 2021-10-21 | 2022-11-14 | |
| China Securities (International) Brokerage Company Limited | Rep | 就期货合约提供意见 | 2020-12-01 | 2021-04-29 |
| Rep | 就证券提供意见 | 2020-12-01 | 2021-04-29 | |
| Rep | 期货合约交易 | 2020-11-05 | 2021-04-29 | |
| Rep | 证券交易 | 2020-11-05 | 2021-04-29 | |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2019-06-19 | 2020-10-24 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 证券交易 | 2019-06-19 | 2020-10-24 |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | 期货合约交易 | 2018-12-07 | 2019-05-31 |