| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2022-09-13 | - |
| Rep | 证券交易 | 2022-09-13 | - | |
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2022-06-28 | - |
| Rep | 期货合约交易 | 2022-06-28 | - | |
| Rep | 证券交易 | 2022-06-28 | - | |
| Vontobel Limited | Rep | 证券交易 | 2021-02-26 | 2022-06-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2019-05-16 | 2020-12-11 |
| Rep | 证券交易 | 2019-05-16 | 2020-12-11 | |
| Rep | 证券交易 | 2018-12-18 | 2019-03-08 |