| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2020-06-04 | 2020-12-11 |
| HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | 就机构融资提供意见 | 2017-01-25 | 2019-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-01-25 | 2020-12-11 |
| Rep | 证券交易 | 2017-01-25 | 2020-12-11 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2015-12-07 | 2016-05-31 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2014-04-10 | 2015-11-18 |