| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2021-03-05 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2021-03-05 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2021-02-04 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2020-10-15 | 2020-12-31 |
| SPDB International Capital Limited | Rep | 就机构融资提供意见 | 2018-12-28 | 2020-07-19 |
| Rep | 证券交易 | 2018-12-28 | 2020-07-19 |