| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 证券交易 | 2024-02-26 | - |
| Rep | 就证券提供意见 | 2020-06-05 | - | |
| Rep | 证券交易 | 2020-05-13 | 2024-02-26 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-05-13 | - |
| HGNH International Asset Management Co., Limited | Rep | 提供资产管理 | 2017-11-08 | 2020-04-24 |
| HGNH International Securities Co., Limited | Rep | 证券交易 | 2015-05-12 | 2020-04-24 |
| HGNH International Forex Co., Limited | Rep | 杠杆式外汇交易 | 2014-11-24 | 2019-09-03 |
| HGNH International Futures Co., Limited | Rep | 期货合约交易 | 2014-05-02 | 2020-04-24 |